Quyết định 09/QĐ-UBCK năm 2013 sửa đổi Quy chế hướng dẫn giao dịch ký quỹ chứng khoán do Chủ tịch Ủy ban Chứng khoán Nhà nước ban hành

DECISION

AMENDING THE REGULATION GUIDING THE MARGIN TRADING OF SECURITIES

THE PRESIDENT OF THE STATE SECURITIES COMMISSION

Pursuant to the Law on Securities dated June 29th 2006;

Pursuant to the Law on amending and supplementing a number of articles of the Law on Securities dated November 24th 2010;

Pursuant to the Government's Decree No. 58/2012/NĐ-CP dated July 20th 2010, detailing and guiding the implementation of a number of articles of the Law on Securities and the Law on amending and supplementing a number of articles of the Law on Securities;

Pursuant to the Prime Minister’s Decision No. 112/2009/QĐ-TTg dated September 11th 2009 on the defining the functions, tasks, powers and organizational structure of the State Securities Commission affiliated to the Ministry of Finance;

Pursuant to the Circular No. 74/2011/TT-BTC dated June 01st 2011 of the Ministry of Finance, guiding the securities trading;

Pursuant to the Decision No. 637/QĐ-UBCK dated November  30th 2011 of the President of the State Securities Commission on the promulgation of the Regulation guiding the margin trading of securities;

At the proposal of the Director of the Department of security trading management,

DECIDES:

Article 1. Amending a number of articles of the Regulation guiding the margin trading of securities, promulgated together with the Decision No. 637/QĐ-UBCK dated November 30th 2011 of the President of the State Securities Commission (hereinafter referred to as the Regulation):

1. Point b Clause 3 Article 8 of the Regulation is annulled.

2. Clauses 1 and 2 Article 16 of the Regulation is amended as follows:

“1. The initial margin is decided by the securities company, but not lower than 50%

2. The maintenance margin is decided by the securities company, but not lower than 30%”.

Article 2. This Decision takes effect from the date on February 01st 2013.

Article 3. The Chief officers, the Director of the Department of security trading management, the General Director of the Stock Exchange of Ho Chi Minh city, the General Director of the Stock Exchange of Hanoi, the General Director of the the Vietnam Securities Depository, the General Directors (Directors) of securities companies, and relevant parties are responsible for the implementation of this Circular./.

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