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THE STATE BANK OF VIETNAM -------	THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---------------
No. 11/2018/TT-NHNN	Hanoi, April 17, 2018

CIRCULAR

AMENDING AND SUPPLEMENTING CERTAIN ARTICLES OF THE CIRCULAR NO. 35/2015/TT-NHNN DATED DECEMBER 31, 2015 OF THE GOVERNOR OF THE STATE BANK OF VIETNAM ON THE STATISTICAL REPORTING SYSTEM APPLIED TO CREDIT INSTITUTIONS AND FOREIGN BANK BRANCHES

Pursuant to the Law on State Bank of Vietnam dated June 16, 2010;

Pursuant to the Law on Credit Institutions dated June 16, 2010 and the Law on Amending and Supplementing certain Articles of the Law on Credit Institutions dated November 20, 2017;

Pursuant to the Law on Statistics dated November 23, 2015;

Pursuant to the Government's Decree No. 16/2017/ND-CP dated February 17, 2017, defining the functions, tasks, powers and organizational structure of the State Bank of Vietnam;

Upon the request of the Director of the Department of Forecast and Statistics;

The Governor of the State Bank of Vietnam hereby ratifies the Circular amending and supplementing certain articles of the Circular No. 35/2015/TT-NHNN dated December 31, 2015 of the Governor of the State Bank of Vietnam on the statistical reporting system applied to credit institutions and foreign bank branches.

Article 1. Revision and supplementation of certain Articles of the Circular No. 35/2015/TT-NHNN dated December 31, 2015 of the Governor of the State Bank of Vietnam on the statistical reporting system applied to credit institutions and foreign bank branches.

1. Clause 2 Article 5 shall be amended and supplemented as follows:

“2. Guidelines on classification of small and medium enterprises (SMEs) and division of residents and non-residents of Vietnam shall be prescribed in Appendix 2 hereof; the classification of types of organizations and individuals shall be prescribed in the Appendix 4 hereof.”

2. Point a and Point c Clause 2 Article 12 shall be amended and supplemented as follows:

“a) Within duration of 05 working days after the deadline for submission of a statistical report as prescribed in Point c, d, dd, e and g Clause 2 and Clause 3 hereof, report recipients shall check rationality of reports under their authority over monitoring, verification, review and integration. If a statistical report proves to be rational, report recipients shall carry out review. If there is any defect, the report recipient shall send report data verification results via the reporting system to the report sender who will then reply with correct data";

“c) After the Information Technology Administration automatically locks the reporting system as stated in Point d Clause 1 of this Article, Banking Supervision and Inspection Agencies and Departments shall consider unlocking the reporting system to receive reports submitted by credit institutions (except people's credit funds); state bank branches of cities or provinces shall do so to receive reports submitted by people's credit funds and reports without data available in the entire system;”.

3. Clause 7 Article 15 shall be amended and supplemented as follows:

“7. Compile the list of credit institutions that fail to submit reports in accordance with Article 11 and 12 and statistical report forms or templates prescribed herein. Quarterly remark and assess the implementation of statistical report of reporting units within its administration and submit such statistics to the Department of Forecast and Statistics within the first 07 working days of the second month of the following quarter for integration and public information purposes”.

4. Clause 5 and 6 Article 16 shall be amended and supplemented as follows:

“5. Be a contact point and cooperate with relevant units to instruct and inspect the implementation of regulations on statistical reports. Quarterly aggregate remarks and assessment of the implementation of regulations on statistical reports and, by order of the State Bank’s Governor, submit them to relevant units.

6. Quarterly make a list of credit institutions violating regulations on statistical reports and submit it to the Banking Supervision and Inspection Agency that grants its decision to impose penalties within its jurisdiction.”

5. Clause 12 Article 17 shall be amended and supplemented as follows:

“12. Record and make a backup of the log of receipt of reporting forms submitted by reporting units. Quarterly within first 07 working days of the second month of the following quarter, transmit the log on receipt and verification of report forms and templates in the previous quarter to affiliates of the State Bank through the reporting system to serve assessment purposes, and inform how reporting units are implementing and complying with this Circular”.

6. Clause 1 Article 19 shall be amended and supplemented as follows:

“1. Monitor, expedite approval of, check and approve report forms and templates of people's credit funds whose offices are located within the territory of a province."

7. Clause 3 Article 19 shall be amended and supplemented as follows:

“3. Quarterly within first 07 working days of the second month of the subsequent quarter:

- Remark on, assess and inform implementation of this Circular by people's credit funds under their management, and report to the State Bank (Department of Forecast and Statistics).

- Consolidate remarks and evaluation opinions on statistical reports of credit institution branches whose offices are located within these cities or provinces with respect to statistical report forms and templates under their management and send them to the Department of Forecast and Statistics for integration purpose.”

8. Amending and supplementing Article 20 as follows:

“Article 20. Responsibilities of credit institutions

1. The headquarter of a credit institution is the focal point that sends reports. Credit institutions shall assume responsibility for adequacy, timeliness and accuracy of general data of the entire system and detailed data of specific branches all of which are sent to the State Bank.

2. Strictly observe the State Bank’s regulations on statistical reports.

3. Closely collaborate with affiliates of the State Bank in preparing reports in a sufficient, timely and accurate manner.

4. Upon receipt of the notification of verification of reports from the State Bank or when discovering that reports sent to the State Bank contain errors, credit institutions must promptly inform report recipients; modify their reports and resubmit modified ones to the State Bank, together with interpretations and explanations for causes of such errors. Contents and structure of interpretation files shall follow instructions provided by the Department of Information Technology.

5. In the course of implementation, if there is any difficulty arising, the State Bank should be informed to give its responses which are specified as follows:

a) The headquarter of a credit institution (except people's credit funds and foreign bank branches which are not the focal point representing other branches in the same system operating in Vietnam) directly contacts report recipients prescribed in report forms and templates referred to in Part 3 of the Appendix 1 hereto or send its written feedbacks to the State Bank (the Department of Forecast and Statistics);

b) People's credit funds directly contact or send written feedbacks to the State Bank’s branches of cities or provinces where their offices are located.”

Article 2.

1. Replacing Part 1 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Part 1 Appendix 1 to this Circular.

2. Replacing Part 2 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Part 2 Appendix 1 to this Circular.

3. Replacing Chart No. 001-DBTK and Chart No.035-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 001-DBTK Part 3 Appendix 1 to this Circular.

4. Replacing Chart No. 002-DBTK, Chart No.010-TD and Chart No. 011-TD Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 002-DBTK Part 3 Appendix 1 to this Circular.

5. Replacing Chart No. 003-DBTK and Chart No.036-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 003-DBTK Part 3 Appendix 1 to this Circular.

6. Replacing Chart No. 006-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 006-DBTK Part 3 Appendix 1 to this Circular.

7. Replacing Chart No. 007-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 007-DBTK Part 3 Appendix 1 to this Circular.

8. Replacing Chart No. 009-TD Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 009-TD Part 3 Appendix 1 to this Circular.

9. Replacing Chart No. 012-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 012-DBTK Part 3 Appendix 1 to this Circular.

10. Replacing Chart No. 014-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 014-DBTK Part 3 Appendix 1 to this Circular.

11. Replacing Chart No. 015-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 015-DBTK Part 3 Appendix 1 to this Circular.

12. Replacing Chart No. 020-TD and Chart No.022-1BTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 022-1BTK Part 3 Appendix 1 to this Circular.

13. Replacing Chart No. 021-TD and Chart No.022-2BTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 022-2BTK Part 3 Appendix 1 to this Circular.

14. Replacing Chart No. 025.1-TTGS and Chart No.025.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 025-DBTK Part 3 Appendix 1 to this Circular.

15. Replacing Chart No. 026-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 026-DBTK Part 3 Appendix 1 to this Circular.

16. Replacing Chart No. 027-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 027-DBTK Part 3 Appendix 1 to this Circular.

17. Replacing Chart No. 029.1-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 029.1-TTGS Part 3 Appendix 1 to this Circular.

18. Replacing Chart No. 029.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 029.2-TTGS Part 3 Appendix 1 to this Circular.

19. Replacing Chart No. 030.1-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 030.1-TTGS Part 3 Appendix 1 to this Circular.

20. Replacing Chart No. 030.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 030.2-TTGS Part 3 Appendix 1 to this Circular.

21. Replacing Chart No. 032-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 032-DBTK Part 3 Appendix 1 to this Circular.

22. Point 1. Subjects of application of the Chart No. 033-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except Vietnam Bank for Social Policies and people's credit funds)“.

23. Replacing Chart No. 034-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 034-DBTK Part 3 Appendix 1 to this Circular.

24. Replacing Chart No. 037.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 037.2-TTGS Part 3 Appendix 1 to this Circular.

25. Replacing Chart No. 040-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 040-DBTK Part 3 Appendix 1 to this Circular.

26. Replacing Chart No. 042-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 042-DBTK Part 3 Appendix 1 to this Circular.

27. Replacing Chart No. 043-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 043-DBTK Part 3 Appendix 1 to this Circular.

28. Point 1. Subjects of application of the Chart No. 049-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except people's credit funds)“.

29. Replacing Chart No. 050-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 050-TT Part 3 Appendix 1 to this Circular.

30. Point 1. Subjects of application of the Chart No. 051-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except finance companies, finance leasing companies and people's credit funds)“.

31. Chart No. 052-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows:

a) Point 1. Subjects of application shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except finance companies, finance leasing companies and people's credit funds)”.

b) Replacing the phrase, “- Recognize the number of transactions and payment transaction value, incoming/outgoing domestic and international money transfer via the SWIFT system of credit institutions in their country-specific reports during the reporting period” by the phrase, “- Recognize the number of transactions and payment transaction value, incoming/outgoing money transfer via the SWIFT system of credit institutions in their country-specific reports during the reporting period” at Point 4. Report preparation instructions.

32. Replacing Chart No. 053-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 053-TT Part 3 Appendix 1 to this Circular.

33. Replacing Chart No. 054-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 054-TT Part 3 Appendix 1 to this Circular.

34. Replacing Chart No. 055-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 055-TT Part 3 Appendix 1 to this Circular.

35. Point 1. Subjects of application of the Chart No. 057-TT; the Chart No. 058-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except finance companies, finance leasing companies and people's credit funds)“.

36. Replacing Chart No. 059-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 059-TT Part 3 Appendix 1 to this Circular.

37. Replacing Chart No. 060-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 060-TT Part 3 Appendix 1 to this Circular.

38. Replacing Chart No. 063-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 063-TT Part 3 Appendix 1 to this Circular.

39. Replacing Chart No. 073-QLNH Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 073-QLNH Part 3 Appendix 1 to this Circular.

40. Replacing Chart No. 075-QLNH Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 075-QLNH Part 3 Appendix 1 to this Circular.

41. Replacing the phrase, “Unit: Base currency, thousand USD” with the phrase, “Unit: Base currency, USD” in the Chart No. 076-QLNH Part 3 Appendix 1 of the Circular No. 35/2015/TT-NHNN.

42. Point 4. Instructions for preparation of the statement in the Chart No. 078-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows:

“4. Instructions for preparation of statements:

- Statement of sales generated from foreign exchange sale and purchase transactions between credit institutions and customers (exclusive of those between credit institutions).

- Column (1) and (2): Statement of sales generated from USD and VND exchanges between credit institutions and customers. Statement of sales based on the transaction date, not the valuation date.

- Column (3) through column (8): Statement of sales (converted into USD) generated from EUR/JPY/other currency unit and VND exchanges between credit institutions and customers. Statement of sales based on the transaction date, not the valuation date”.

43. Replacing Chart No. 079-QLNH Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 079-QLNH Part 3 Appendix 1 to this Circular.

44. Point 4. Instructions for preparation of the statement in the Chart No. 080-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows:

“4. Instructions for preparation of statements:

- Statement of sales generated from foreign currency and VND exchanges between credit institutions and indirect investors. Indirect investors are foreign organizations or individuals making indirect investments in Vietnam through purchase of shares, stocks, bonds and other valuable papers, securities investment funds, and through other intermediate financial institutions, without directly getting involved in management of investments.

- Column (1) and (2): Statement of sales generated from USD and VND exchanges between credit institutions and indirect investors. Statement of sales based on the transaction date, not the valuation date.

- Column (3) through column (8): Statement of sales (converted into USD) generated from EUR/JPY/other currency unit and VND exchanges between credit institutions and indirect investors. Statement of sales based on the transaction date, not the valuation date”.

45. Replacing Chart No. 083-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 083-CSTT Part 3 Appendix 1 to this Circular.

46. Replacing Chart No. 092-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 092-TT Part 3 Appendix 1 to this Circular.

47. Point 4. Instructions for preparation of the statement in the Chart No. 094-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows:

“4. Instructions for preparation of statements:

- Statement of sales generated from foreign exchange sale and purchase transactions between credit institutions (exclusive of those between credit institutions and the State Bank).

- Column (1) and (2): Statement of sales generated from foreign exchange sale and purchase transactions between credit institutions (exclusive of those between credit institutions and the State Bank). Statement of sales based on the transaction date, not the valuation date.

- Column (3) through column (8): Statement of sales (converted into USD) generated from EUR/JPY/other foreign currency and VND between credit institutions (exclusive of those between credit institutions and the State Bank). Statement of sales based on the transaction date, not the valuation date”.

48. Replacing Chart No. 097-TTGS,, Chart No.098-TTGS and Chart No. 099-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 097-TTGS Part 3 Appendix 1 to this Circular.

49. Replacing the Chart No. 100.1-TTGS and Chart No.100.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 100-TTGS Part 3 Appendix 1 to this Circular.

50. Replacing Chart No. 101-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 101-TTGS Part 3 Appendix 1 to this Circular.

51. Replacing Chart No. 102-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 102-TTGS Part 3 Appendix 1 to this Circular.

52. Replacing Chart No. 103-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 103-TTGS Part 3 Appendix 1 to this Circular.

53. Replacing Chart No. 104-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 104-TTGS Part 3 Appendix 1 to this Circular.

54. Replacing the Chart No. 105-TTGS and Chart No.106-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 105-TTGS Part 3 Appendix 1 to this Circular.

55. Replacing Chart No. 109-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 109-TTGS Part 3 Appendix 1 to this Circular.

56. Replacing Chart No. 110-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 110-TTGS Part 3 Appendix 1 to this Circular.

57. Replacing Chart No. 111-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 111-TTGS Part 3 Appendix 1 to this Circular.

58. Replacing Chart No. 112-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 112-TTGS Part 3 Appendix 1 to this Circular.

59. Replacing Chart No. 113-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 113-TTGS Part 3 Appendix 1 to this Circular.

60. Replacing Chart No. 115-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 115-TTGS Part 3 Appendix 1 to this Circular.

61. Replacing Chart No. 116-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 116-TTGS Part 3 Appendix 1 to this Circular.

62. Replacing Chart No. 119.1-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 119.1-TTGS Part 3 Appendix 1 to this Circular.

63. Replacing Chart No. 119.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 119.2-TTGS Part 3 Appendix 1 to this Circular.

64. Replacing Chart No. 120.1-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 120.1-TTGS Part 3 Appendix 1 to this Circular.

65. Replacing Chart No. 120.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 120.2-TTGS Part 3 Appendix 1 to this Circular.

66. Replacing Chart No. 120.3-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 120.3-TTGS Part 3 Appendix 1 to this Circular.

67. Replacing Chart No. 121-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 121-TTGS Part 3 Appendix 1 to this Circular.

68. Replacing Chart No. 122-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 122-TTGS Part 3 Appendix 1 to this Circular.

69. Replacing Chart No. 124-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 124-TTGS Part 3 Appendix 1 to this Circular.

70. Replacing Chart No. 126-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 126-TTGS Part 3 Appendix 1 to this Circular.

71. Replacing the Chart No. 128.1-TTGS and Chart No.128.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 128.1-TTGS Part 3 Appendix 1 to this Circular.

72. Replacing Chart No. 128.3-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 128.3-TTGS Part 3 Appendix 1 to this Circular.

73. Replacing Chart No. 128.4-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 128.4-TTGS Part 3 Appendix 1 to this Circular.

74. Replacing Chart No. 129-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 129-TTGS Part 3 Appendix 1 to this Circular.

75. Replacing Chart No. 130-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 130-TTGS Part 3 Appendix 1 to this Circular.

76. Replacing Chart No. 131-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 131-TTGS Part 3 Appendix 1 to this Circular.

77. Replacing Chart No. 132-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 132-TTGS Part 3 Appendix 1 to this Circular.

78. Replacing Chart No. 133-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 133-TTGS Part 3 Appendix 1 to this Circular.

79. Replacing Chart No. 134-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 134-TTGS Part 3 Appendix 1 to this Circular.

80. Replacing Chart No.146.1-TTGS, Chart No. 146.2-TTGS, Chart No. 150.1-TTGS and Chart No. 150.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 146-TTGS Part 3 Appendix 1 to this Circular.

81. Replacing Chart No.147.1-TTGS, Chart No. 147.2-TTGS, Chart No. 151.1-TTGS and Chart No. 151.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 147.1-TTGS Part 3 Appendix 1 to this Circular.

82. Replacing the Chart No. 147.3-TTGS and Chart No.151.3-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 147.3-TTGS Part 3 Appendix 1 to this Circular.

83. Replacing Chart No. 151.4-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 147.4-TTGS Part 3 Appendix 1 to this Circular.

84. Replacing Chart No. 148-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 148-TTGS Part 3 Appendix 1 to this Circular.

85. Replacing Chart No. 149-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 149-TTGS Part 3 Appendix 1 to this Circular.

86. Replacing the Chart No. 152.1-TTGS and Chart No.152.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 152.1-TTGS Part 3 Appendix 1 to this Circular.

87. Replacing Chart No. 152.3-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 152.3-TTGS Part 3 Appendix 1 to this Circular.

88. Replacing the Chart No. 152.4-TTGS and Chart No.152.5-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 152.4-TTGS Part 3 Appendix 1 to this Circular.

89. Replacing Chart No. 154.5-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 154.5-TTGS Part 3 Appendix 1 to this Circular.

90. Point 1. Subjects of application of the Chart No. 155-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except Vietnam Bank for Social Policies, Cooperative Bank of Vietnam and people's credit funds)“.

91. Replacing Chart No. 160-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 160-TTGS Part 3 Appendix 1 to this Circular.

92. Replacing Chart No. 162-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 162-TTGS annexed to this Circular.

93. Replacing Chart No. 165-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 165-TTGS Part 3 Appendix 1 to this Circular.

94. Point 1. Subjects of application of the Chart No. 168-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except people's credit funds). Wholly foreign-owned banks, joint-venture banks, foreign bank branches and Cooperative Bank of Vietnam shall not be obliged to prepare reviewed mid-year financial statements, mid-year consolidated financial statements or reviewed mid-year general financial statements; unaudited consolidated financial statements and audited consolidated financial statements”.

95. Point 1. Subjects of application of the Chart No. 169-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except people's credit funds). Wholly foreign-owned banks, joint-venture banks, foreign bank branches and Cooperative Bank of Vietnam shall not be obliged to prepare reviewed mid-year financial statements, mid-year consolidated financial statements or reviewed mid-year general financial statements; unaudited consolidated financial statements and audited consolidated financial statements”.

96. Replacing Chart No. 170-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 170-TTGS Part 3 Appendix 1 to this Circular.

97. Appending Chart No. 006.1-DBTK and Chart No. 006.2-TD to the Chart No. 006-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN.

98. Appending the Chart No. 171-TT, Chart No. 172-TT, Chart No. 173-QLNH, Chart No. 174-QLNH, Chart No. 175-QLNH, Chart No. 176-QLNH, Chart No. 177-QLNH, Chart No. 178-CSTT, Chart No. 179-CSTT, Chart No. 180-CSTT, Chart No. 181-TTGS, Chart No. 182-TTGS and Chart No. 183-TTGS to the Chart No. 170-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN.

99. Replacing Appendix 2 to the Circular No. 35/2015/TT-NHNN with Appendix 2 to this Circular.

100. Replacing Appendix 4 to the Circular No. 35/2015/TT-NHNN with Appendix 4 to this Circular.

Article 3.

1. Repealing the Chart No. 004-CSTT, Chart No. 008-DBTK, Chart No. 013-DBTK, Chart No. 016-TTGS, Chart No. 017-DBTK, Chart No. 018-DBTK, Chart No. 028-TTGS, Chart No. 031-TTGS, Chart No. 038-CSTT, Chart No. 039-CSTT, Chart No. 044-TTGS, Chart No. 045-TTGS, Chart No. 090-TTGS, Chart No. 095-SGD, Chart No. 107-TTGS, Chart No. 114-TTGS, Chart No. 117-TTGS, Chart No. 118-TTGS, Chart No. 123-TTGS, Chart No. 125-TTGS, Chart No. 127-TTGS, Chart No. 138.1-TTGS, Chart No. 138.2-TTGS, Chart No. 139-TTGS, Chart No. 140-TTGS, Chart No. 141-TTGS, Chart No. 142-TTGS, Chart No. 143-TTGS, Chart No. 145-TTGS, Chart No. 156-TTGS, Chart No. 157-TTGS, Chart No. 158-TTGS, Chart No. 159-TTGS, Chart No. 161-TTGS, Chart No. 163-TTGS, Chart No. 164-TTGS, Chart No. 166-TTGS, Chart No. 167-TTGS at Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN.

2. Replacing the phrase “Computer Technology Department” by the phrase “Information Technology Department” in the Circular No. 35/2015/TT-NHNN.

Article 4. Implementation

Office Chief, Director of Forecast and Statistics Department, Head of the State Bank’s affiliate, Director of State Bank Branch of centrally-affiliated cities and provinces, Chair of Management Board, Chair of Members Board, and General Director (Director) of credit institutions shall be responsible for implementing this Circular.

Article 5. Entry into force

This Circular shall commence on October 1, 2018.

PP. THE GOVERNOR
THE DEPUTY GOVERNOR

Nguyen Thi Hong

APPENDIX 1

(Issued together with the Circular No. 11/2018/TT-NHNN dated April 17, 2018)

SECTION 1

No.	NAME OF STATEMENT	CODE	REPORTING PERIOD	SUBMISSION DEADLINE	NUMBER OF PAGES
A	INVESTMENT IN THE ECONOMY
A.1	Credit facility
1	Report on outstanding balances classified by economic sectors (i.e., the customer’s main business sectors)	001-DBTK	Monthly	12th day of every month
2	Report on outstanding balances (except those arising from purchasing and investing in corporate bonds) classified by economic sectors (i.e., purposes of funds borrowed through specific loans)	002-DBTK	Monthly	12th day of every month
3	Report on outstanding balances classified by types of borrowing organization and individual	003-DBTK	Monthly	12th day of every month
4	Report on credit extension sales and credit debt collection sales	005-DBTK	Monthly	12th day of every month
5	Report on outstanding balances and interest rates applied to the auxiliary industries sector and hi-tech companies	006-DBTK	Monthly	12th day of every month
6	Report on outstanding balances (except those arising from purchasing and investing in corporate bonds), guarantees and letters of credit (L/C) in the export and import sector	006.1-DBTK	Monthly	12th day of every month
7	Report on outstanding balances of small and medium-sized companies classified by economic sectors	006.2-TD	Monthly	12th day of every month
8	Report on outstanding balances of organizations other than credit institutions operating in Vietnam	007-DBTK	Monthly	12th day of every month
9	Report on outstanding balances (except for those arising from purchasing and investing in corporate bonds) in the agriculture and rural sector	009-TD	Monthly	12th day of every month
10	Report on credit facilities used for investment and trade in corporate shares and bonds	012-TTGS	Monthly	25th day of every month
11	Report on outstanding balances arising from loans serving the human needs and outstanding credit card balances	014-CSTT	Monthly	12th day of every month
12	Report on outstanding balances in the real estate sector	015-CSTT	Monthly	12th day of every month
13	Review report on extension of syndicated credit facilities	019-TD	Quarterly	18th day of the first month of the subsequent quarter
14	Review report on the L/C service	022.1-TD	Monthly	12th day of every month
15	Review report on the guarantee service	022.2-TD	Monthly	12th day of every month
16	Review report on the mandate service	023-TTGS	Quarterly	25th day of the first month of the subsequent quarter
17	Report on irrevocable loan commitments	024-DBTK	Monthly	12th day of every month
A.2	Debt classification and bad debt handling
1	Report on outstanding debts and bad debts classified by economic sectors and types of borrowing organization and individual	025-TTGS	Monthly	25th day of every month
2	Debt classification report	026-TTGS	Monthly	25th day of every month
3	Report on classification of assets and off-balance sheet commitments	027-TTGS	Monthly	12th day of every month
4	Report on bad debts and bad debt handling	029.1-TTGS	Monthly	25th day of every month
5	Report on bad debts and bad debt handling	029.2-TTGS	Monthly	25th day of every month
6	Report on bad debts and bad debt handling, prepared by the Cooperative Bank of Vietnam	030.1-TTGS	Monthly	16th day of every month
7	Report on bad debts and bad debt handling, prepared by the Cooperative Bank of Vietnam	030.2-TTGS	Monthly	16th day of every month
8	Review report on outstanding debts and bad debts, prepared by state-owned economic corporations and incorporations	032-TTGS	Monthly	25th day of every month
9	Report on credit loss provisions	033-TTGS	Monthly	25th day of every month
A.3	Other investments
1	Status report on investments in debt securities, classified by issuers and security types	034-TTGS	Monthly	12th day of every month
2	Report on investments in economic organization's bonds	037.1-TTGS	Monthly	25th day of every month
3	Report on investments in economic corporation's bonds, classified by purposes and collateral types	037.2-TTGS	Monthly	25th day of every month
4	Review report on Governmental bond purchases and investments	040-TTGS	Monthly	12th day of every month
B	CAPITAL MOBILIZATION
1	Report on mobilization of capital from customers, classified by economic sectors	041-DBTK	Monthly	12th day of every month
2	Report on mobilization of capital from customers, classified by product types	042-DBTK	Monthly	12th day of every month
3	Report on projection of VND capital available at credit institutions	043-CSTT	Thrice-monthly	Specified in the report
C	INTEREST RATE
1	Report on average deposit and loan interest rates	046-CSTT	Monthly	12th day of every month
2	Report on interest rates on the economy	047-CSTT	Monthly	12th day of every month
3	Status report on matched sale-purchase transactions	048-CSTT	Monthly	12th day of every month
4	Review report on trading, provision and use of interest rate derivatives	049-CSTT	Monthly	12th day of every month
D	PAYMENT AND CASH BUDGET
D.1	Payment
D.1.1	Payments classified by payment systems
1	Report on domestic payment transactions classified by payment systems	050-TT	Monthly	12th day of every month
2	Report on electronic payment transactions through other domestic credit institutions	051-TT	Monthly	12th day of every month
3	Report on money transfers via the SWIFT payment network	052-TT	Monthly	12th day of every month
D.1.2	Payments classified by payment means, channels/services
1	Report on domestic payment transactions classified by payment means, processing methods and channels	053-TT	Monthly	12th day of every month
2	Report on international payment/money transfer transactions	054-TT	Monthly	12th day of every month
3	Report on credit card transactions classified by POS terminals, and cash withdrawals classified by payment means	055-TT	Monthly	12th day of every month
4	Report on spending via international payment cards by Vietnamese residents living abroad	056-DBTK	Monthly	12th day of every month
D.1.3	Payment accounts and other payment reports
1	Report on payment guarantee accounts	057-TT	Monthly	12th day of every month
2	Report on payment accounts classified by account holders	058-TT	Monthly	12th day of every month
3	Report on active credit cards	059-TT	Monthly	12th day of every month
4	Report on counterfeit credit cards	060-TT	Monthly	12th day of every month
5	Report on ATM/POS/EFTPOS/EDC systems and credit card-accepting units	061-TT	Monthly	12th day of every month
6	ATM information report	062-TT	Monthly	12th day of every month
7	Information report on ATMs that stop working (or schedule to stop working) for more than 24 hours	063-TT	Daily	Specified in the report
8	Data report on payment transactions that are under review and subject to complaints	064-TT	Monthly	12th day of every month
D.2	Cash budget
1	Report on collection and payment of currencies belonging to the operational fund	065-PHKQ	Monthly	12th day of every month
2	Report on impounding of forged banknotes	066-PHKQ	Monthly	12th day of every month
E	FOREIGN EXCHANGE SERVICE
E.1	Overseas borrowing and lending service
1	Evaluation report on loans for repayment of short-term foreign debts	067-QLNH	Monthly	12th day of every month
2	Evaluation report on loans for repayment of mid-term and long-term foreign debts	068-QLNH	Monthly	12th day of every month
3	Evaluation report on loans for repayment of mid-term and long-term foreign debts, classified by borrowed currency types	069-QLNH	Monthly	12th day of every month
4	Evaluation report on grant and recovery of short-term foreign loans	070-QLNH	Monthly	12th day of every month
5	Evaluation report on grant and recovery of mid-term and long-term foreign loans	071-QLNH	Monthly	12th day of every month
E.2	Supply of services and use of foreign exchange operations
1	Report on sales of payments for import and export of goods and services, classified by foreign currencies	072-QLNH	Monthly	12th day of every month
2	Report on sales of payments for import and export of goods and services across land borders	073-QLNH	Quarterly	18th day of the first month of the subsequent quarter
3	Report on transfer of money from overseas to Vietnamese residents	074-QLNH	Monthly	12th day of every month
4	Report on overseas transfer of money from Vietnamese residents	075-QLNH	Monthly	12th day of every month
5	Report on sales of import of foreign cash by authorized credit institutions	076-QLNH	Monthly	12th day of every month
6	Report on sales of foreign currency and VND exchanges between credit institutions and customers.	077-CSTT	Daily	2 pm every day
7	Report on sales of foreign currency and VND exchanges between credit institutions and customers (converted into USD)	078-CSTT	Daily	2 pm every day
8	Report on sales of foreign cash transactions with individual customers	079-QLNH	Monthly	12th day of every month
9	Statement of sales generated from foreign currency and VND exchanges of the entire system and indirect investors	080-CSTT	Daily	2 pm every day
10	Report on investment in deposits made at foreign banks	081-SGD	Quarterly	5th day of the first month of the subsequent quarter
11	Review report on overseas deposits of commercial banks and foreign bank branches authorized to provide foreign exchange services	082-QLNH	Monthly	12th day of every month
E.3	Forex rate
1	Foreign currency status report	083-CSTT	Daily	2 pm every day
E.4	Gold trades
1	Report on daily trades in gold bullions	084-QLNH	Daily	2 pm every day
F	CURRENCY MARKET
1	Report on transactions performed in the interbank market	085-SGD	Daily	2 pm every day
2	Report on outstanding loan balances and deposits available in the interbank market	086-SGD	Thrice-monthly	2 days from the reporting period
3	Report on overdue transactions performed in the interbank market	087-SGD	Daily	2 pm every day
4	General report on debt rescheduling and adjustment transactions	088-SGD	Daily	2 pm every day
5	General report on determination of interbank loan and deposit limits	089-SGD	Quarterly	18th day of the first month of the subsequent quarter
6	Report on debt purchase transactions	091-TD	Quarterly	18th day of the first month of the subsequent quarter
7	Report on debt sale transactions	092-TD	Quarterly	18th day of the first month of the subsequent quarter
8	Report on sales of foreign currency and VND exchanges in the interbank market (based on the base currency)	093-CSTT	Daily	2 pm every day
9	Report on sales of foreign currency and VND exchanges in the interbank market (converted into USD)	094-CSTT	Daily	2 pm every day
10	General report on valuable papers held by credit institutions	096-SGD	Monthly	12th day of every month
G	SUPERVISION AND MAINTENANCE OF SAFETY FOR CREDIT INSTITUTION’S OPERATIONS
G.1	Capital contribution and purchase of shares
1	Report on participation of capital and purchase of shares of credit institutions, or of credit institutions in their subsidiaries, or of affiliated companies in another company	097-TTGS	Quarterly	18th day of the first month of the subsequent quarter
2	Evaluation report on share ownership of other credit institutions and related persons in the reporting credit institution	100-TTGS	Quarterly	25th day of the first month of the subsequent quarter
3	Evaluation report on shares of groups of related persons	101-TTGS	Quarterly	25th day of the first month of the subsequent quarter
4	Evaluation report on share ownership and outstanding loan balances of the Management Boards and related persons of the Management Boards of credit institutions	102-TTGS	Quarterly	25th day of the first month of the subsequent quarter
5	Evaluation report on ownership of shares between credit institutions and shareholders who are other companies and related persons	103-TTGS	Quarterly	25th day of the first month of the subsequent quarter
6	Evaluation report on institutional shareholders	104-TTGS	Quarterly	25th day of the first month of the subsequent quarter
7	Evaluation report on individual shareholders	105-TTGS	Quarterly	25th day of the first month of the subsequent quarter
8	Report on participation of capital in the Cooperative Bank of Vietnam	108-TTGS	Yearly	Specified in the report
G.2	Supervision of safety for credit institution’s operations
1	Report on indices related to the repayment capacity ratio	109-TTGS	Daily	2 pm every day
2	Report on assets of high liquidity	110-TTGS	Daily	2 pm every day
3	Liquidity report classified by maturity dates	111-TTGS	Monthly	12th day of every month
4	Cash outflow report	112-TTGS	Daily	2 pm every day
5	Cash inflow report	113-TTGS	Daily	2 pm every day
6	Report on indices related to the loan-to-deposit ratio	115-TTGS	Monthly	12th day of every month
7	Report on indices that measure the maximum ratio of short-term finances for mid-term and long-term loans	116-TTGS	Monthly	12th day of every month
8	Standalone report on risk-weighted assets	119.1-TTGS	Monthly	12th day of every month
9	Consolidated report on risk-weighted assets	119.2-TTGS	Quarterly	18th day of the first month of the subsequent quarter
10	Standalone report on owner’s equity	120.1-TTGS	Monthly	12th day of every month
11	Consolidated report on owner’s equity	120.2-TTGS	Quarterly	18th day of the first month of the subsequent quarter
12	Report on owner’s equity of foreign bank branches	120.3-TTGS	Monthly	12th day of every month
13	Report on net value of charter capital and allocated capital	121-TTGS	Half-yearly	Specified in the report
14	Report on credit facilities granted to a single customer, a customer and his/her related persons	122-TTGS	Monthly	25th day of every month
15	Report on credit facilities granted to those referred to in Article 126 and 127 of the Law on Credit Institutions	124-TTGS	Monthly	25th day of every month
16	Report on deposit balances of major customers	126-TTGS	Monthly	25th day of every month
17	Customer information report	128.1-TTGS	Monthly	25th day of every month
18	Review report on handling of collateral	128.3-TTGS	Monthly	25th day of every month
19	Information report on guarantee and L/C services	128.4-TTGS	Monthly	25th day of every month
20	Report on monetary amount payables by and receivables from related parties<0}	129-TTGS	Quarterly	18th day of the first month of the subsequent quarter
21	Report on account balances of monetary amount receivable from credit institutions	130-TTGS	Monthly	25th day of every month
22	Currency risk report	131-TTGS	Quarterly, half-yearly or annual	Specified in the report
23	Liquidity risk report	132-TTGS	Quarterly, half-yearly or annual	Specified in the report
24	Interest rate risk report	133-TTGS	Quarterly, half-yearly or annual	Specified in the report
25	Report on credit transactions with other overseas credit institutions	134-TTGS	Monthly	12th day of every month
26	Report on payment transactions performed through other payment accounts between affiliates in the same bank	135-TTGS	Monthly	12th day of every month
27	Evaluation report on lending by people's credit funds that are members of the Cooperative Bank of Vietnam	136.1-TTGS	Monthly	12th day of every month
28	Evaluation report on payments to the safety assurance fund and grant of loans from the safety assurance fund	136.2-TTGS	Half-yearly, annual	Specified in the report
29	Report on members of the Cooperative Bank of Vietnam	137-TTGS	Quarterly	15th day of the first month of the subsequent quarter
G.3	Managerial and supervisory information
G.3.1	Credit institutions having branches, subsidiaries and affiliates
1	Information report on domestic and overseas branches, subsidiaries and affiliates of credit institutions	144-TTGS	Quarterly	18th day of the first month of the subsequent quarter
2	Report on financial relations between credit institutions and specific overseas branches, domestic and overseas subsidiaries and affiliates	146-TTGS	Quarterly	18th day of the first month of the subsequent quarter
3	Report on certain indices measuring funding sources of domestic and overseas subsidiaries and affiliates (*) of Vietnamese credit institutions	147.1-TTGS	Quarterly	18th day of the first month of the subsequent quarter
4	Report on certain indices measuring assets of domestic and overseas subsidiaries and affiliates (*) of Vietnamese credit institutions	147.3-TTGS	Quarterly	18th day of the first month of the subsequent quarter
5	Report on certain indices measuring business outcomes of domestic and overseas subsidiaries and affiliates (*) of Vietnamese credit institutions	147.4-TTGS	Quarterly	18th day of the first month of the subsequent quarter
6	Report on classification of debts owed by overseas subsidiaries and affiliates (which are credit institutions) of Vietnamese credit institutions	148-TTGS	Monthly	25th day of every month
7	Report on lending, investment and capital contribution transactions with major customers of overseas branches, subsidiaries and affiliates	149-TTGS	Monthly	12th day of every month
8	Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are securities companies	152.1-TTGS	Quarterly	18th day of the first month of the subsequent quarter
9	Report on certain indices measuring assets of domestic subsidiaries and affiliates of credit institutions which are securities companies	152.3-TTGS	Quarterly	18th day of the first month of the subsequent quarter
10	Report on certain indices measuring business outcomes of domestic subsidiaries and affiliates of credit institutions which are securities companies	152.4-TTGS	Quarterly	18th day of the first month of the subsequent quarter
11	Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are fund management companies	153.1-TTGS	Quarterly	18th day of the first month of the subsequent quarter
12	Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are fund management companies	153.2-TTGS	Quarterly	18th day of the first month of the subsequent quarter
13	Report on certain indices measuring assets of domestic subsidiaries and affiliates of credit institutions which are fund management companies	153.3-TTGS	Quarterly	18th day of the first month of the subsequent quarter
14	Report on certain indices measuring business outcomes of domestic subsidiaries and affiliates of credit institutions which are fund management companies	153.4-TTGS	Quarterly	18th day of the first month of the subsequent quarter
15	Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are insurance companies	154.1-TTGS	Quarterly	18th day of the first month of the subsequent quarter
16	Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are insurance companies	154.2-TTGS	Quarterly	18th day of the first month of the subsequent quarter
17	Report on certain indices measuring assets of domestic subsidiaries and affiliates of credit institutions which are insurance companies	154.3-TTGS	Quarterly	18th day of the first month of the subsequent quarter
18	Report on certain indices measuring assets of domestic subsidiaries and affiliates of credit institutions which are insurance companies	154.4-TTGS	Quarterly	18th day of the first month of the subsequent quarter
19	Report on certain indices measuring business outcomes of domestic subsidiaries and affiliates of credit institutions which are insurance companies	154.5-TTGS	Quarterly	18th day of the first month of the subsequent quarter
20	Report on income and expenses arising from transactions with related parties	155-TTGS	Quarterly	18th day of the first month of the subsequent quarter
H	FINANCIAL REPORTING
1	Trial balance	160-TTGS	Monthly	Specified in the report
2	(Consolidated and standalone) balance sheet	162-TTGS	Quarterly, half-yearly or annual	Specified in the report
3	(Consolidated and standalone) income statement report	165-TTGS	Quarterly, half-yearly or annual	Specified in the report
4	(Consolidated and standalone) cashflow statement	168-TTGS	Quarterly, half-yearly or annual	Specified in the report
5	Commercial advantage report	169-TTGS	Quarterly, half-yearly or annual	Specified in the report
6	Evaluation report on staff’s income	170-TTGS	Quarterly, half-yearly or annual	Specified in the report
I	OTHER REPORTS
1	Report on the tariff of charges for domestic debit card services	171-TT	Daily	Specified in the report
2	Report on the list of customers opening payment accounts	172-TT	Yearly	20th day of the first month of the following year
3	Report on deposits and withdrawals in accounts of foreign-currency sole proprietorship financing for foreign indirect investments	173-QLNH	Monthly	12th day of every month
4	Report on deposits and withdrawals in accounts of foreign-currency trust capital for foreign indirect investments	174-QLNH	Monthly	12th day of every month
5	Report on deposits and withdrawals in accounts of finances for foreign stock awarding programs	175-QLNH	Quarterly	18th day of the first month of the subsequent quarter
6	Report on country-specific foreign investments	176-QLNH	Monthly	12th day of every month
7	Report on deposits and withdrawals in foreign investment accounts	177-QLNH	Monthly	12th day of every month
8	Report on credit balances used for securities investments and trades	178-CSTT	Monthly	12th day of every month
9	Evaluation report on supply of commodity price derivatives to customers in the concentrated market	179-CSTT	Quarterly	18th day of the first month of the subsequent quarter
10	Evaluation report on supply of commodity price derivatives to customers in the unconcentrated market	180-CSTT	Quarterly	18th day of the first month of the subsequent quarter
11	Evaluation report on investment and contribution of capital of credit institutions for purchase of shares in, and divestment of capital of credit institutions from, enterprises and related persons	181-TTGS	Quarterly	18th day of the first month of the subsequent quarter
12	Evaluation report on ownership of shares in and divestment of capital of state enterprises and related persons from credit institutions	182-TTGS	Quarterly	18th day of the first month of the subsequent quarter
13	Report on consumer credit balances of finance companies	183-TTGS	Monthly	12th day of every month

SECTION 2

No.

CODE

Wholly state-owned banks

Joint-stock commercial banks

Joint venture banks

Wholly foreign-owned banks

Foreign bank branches

Finance companies

Financial lease companies

Vietnam Bank for Social Policies

Cooperative Bank of Vietnam

People's credit funds

Entire system’s report

Specific branch’s report

Entire system’s report

Specific branch’s report

Entire system’s report

Specific branch’s report

Entire system’s report

Specific branch’s report

Entire system’s report

Specific branch’s report

Entire system’s report

Specific branch’s report

Entire system’s report

Specific branch’s report

Entire system’s report

Specific branch’s report

Entire system’s report

Specific branch’s report

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

(10)

(11)

(12)

(13)

(14)

(15)

(16)

(17)

(18)

(19)

(20)

(21)

Investment in the economy

A.1

Credit facility

001-DBTK

002-DBTK

003-DBTK

005-DBTK

006-DBTK

006.1-DBTK

006.2-TD

007-DBTK

009-TD

012-TTGS

014-CSTT

015-CSTT

019-TD

022.1-TD

022.2-TD

023-TTGS

024-DBTK

A.2

Debt classification and bad debt handling

025-TTGS

026-TTGS

027-TTGS

029.1-TTGS

029.2-TTGS

030.1-TTGS

030.2-TTGS

032-TTGS

033-TTGS

A.3

Other investments

034-TTGS

037.1-TTGS

037.2-TTGS

040-TTGS

Capital mobilization

041-DBTK

042-DBTK

043-CSTT

Interest rate

046-CSTT

047-CSTT

048-CSTT

049-CSTT

Payment and cash budget

D.1

Payment

D.1.1

Payments classified by payment systems

050-TT

051-TT

052-TT

D.1.2

Payments classified by payment means, channels/services

053-TT

054-TT

055-TT

056-DBTK

D.1.3

Payment accounts and other payment reports

057-TT

058-TT

059-TT

060-TT

061-TT

062-TT

063-TT

064-TT

D.2

Cash budget

065-PHKQ

066-PHKQ

Foreign exchange service

E.1

Overseas borrowing and lending service

067-QLNH

068-QLNH

069-QLNH

070-QLNH

071-QLNH

E.2

Supply of services and use of foreign exchange operations

072-QLNH

073-QLNH

074-QLNH

075-QLNH

076-QLNH

077-CSTT

078-CSTT

079-QLNH

080-CSTT

081-SGD

082-QLNH

E.3

Forex rate

083-CSTT

E.4

Gold trades

084-QLNH

Currency market

085-SGD

086-SGD

087-SGD

088-SGD

089-SGD

091-TD

092-TD

093-CSTT

094-CSTT

096-SGD

Supervision and maintenance of safety for credit institution’s operations

G.1

Capital contribution and purchase of shares

097-TTGS

100-TTGS

101-TTGS

102-TTGS

103-TTGS

104-TTGS

105-TTGS

108-TTGS

G.2

Supervision of safety for credit institution’s operations

109-TTGS

110-TTGS

111-TTGS

112-TTGS

113-TTGS

115-TTGS

116-TTGS

119.1-TTGS

119.2-TTGS

120.1-TTGS

120.2-TTGS

120.3-TTGS

121-TTGS

122-TTGS

124-TTGS

126-TTGS

128.1-TTGS

128.3-TTGS

128.4-TTGS

129-TTGS

130-TTGS

131-TTGS

132-TTGS

133-TTGS

134-TTGS

135-TTGS

136.1-TTGS

136.2-TTGS

137-TTGS

G.3

Managerial and supervisory information

G.3.1

Credit institutions having branches, subsidiaries and affiliates

144-TTGS

146-TTGS

147.1-TTGS

147.3-TTGS

147.4-TTGS

148-TTGS

149-TTGS

152.1-TTGS

152.3-TTGS

152.4-TTGS

153.1-TTGS

153.2-TTGS

153.3-TTGS

153.4-TTGS

154.1-TTGS

154.2-TTGS

154.3-TTGS

154.4-TTGS

154.5-TTGS

155-TTGS

Financial reporting

160-TTGS

162-TTGS

165-TTGS

168-TTGS

169-TTGS

170-TTGS

Other reports

171-TT

172-TT

173-QLNH

174-QLNH

175-QLNH

176-QLNH

177-QLNH

178-CSTT

179-CSTT

180-CSTT

181-TTGS

182-TTGS

183-TTGS

Note:

1. Symbol x indicates credit institutions required to prepare the marked report.

2. Symbol x* indicates credit institutions required to prepare the marked report on data of their branches; data of branches and subsidiaries (which are credit institutions) of Vietnamese credit institutions operating abroad.

3. Symbol T indicates 04 banks, such as Vietnam Bank for Agriculture and Rural Development, Vietnam Joint Stock Commercial Bank for Foreign Trade, Vietnam Joint Stock Commercial Bank for Industry and Trade, and Vietnam Joint Stock Commercial Bank for Investment and Development, which are required to prepare the specified report.

4. Symbol A indicates credit institutions with ATM/POS/EFTPOS/EDC systems that are required to prepare the specified report.

5. Symbol B indicates domestic debit card issuing organizations required to prepare the marked report.

6. Symbol Z indicates finance companies required to prepare the marked report.

7. Dark cells indicate credit institutions that are not required to prepare the marked report.

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Từ khóa: Thông tư 11/2018/TT-NHNN, Thông tư số 11/2018/TT-NHNN, Thông tư 11/2018/TT-NHNN của Ngân hàng Nhà nước Việt Nam, Thông tư số 11/2018/TT-NHNN của Ngân hàng Nhà nước Việt Nam, Thông tư 11 2018 TT NHNN của Ngân hàng Nhà nước Việt Nam, 11/2018/TT-NHNN

File gốc của Circular 11/2018/TT-NHNN amending Circular 35/2015/TT-NHNN stipulating the statistical reporting regime applicable to credit institutions and foreign bank branches approved by the Governor of the State Bank of Vietnam. promulgated by Vietnam đang được cập nhật.

Circular 11/2018/TT-NHNN amending Circular 35/2015/TT-NHNN stipulating the statistical reporting regime applicable to credit institutions and foreign bank branches approved by the Governor of the State Bank of Vietnam. promulgated by Vietnam

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Cơ quan ban hành	Ngân hàng Nhà nước Việt Nam
Số hiệu	11/2018/TT-NHNN
Loại văn bản	Thông tư
Người ký	Nguyễn Thị Hồng
Ngày ban hành	2018-04-17
Ngày hiệu lực	2018-10-01
Lĩnh vực	Tài chính - Ngân hàng
Tình trạng	Còn hiệu lực

TT	Tên sản phẩm	Giá tiền	Đăng ký
1	Gói cơ bản – 1 năm	350.000 ₫	Đăng nhập
2	Gói cơ bản – 2 năm	700.000 ₫	Đăng nhập
3	Gói cơ bản – 3 năm	1.000.000 ₫	Đăng nhập
4	Gói cơ bản – 6 tháng	180.000 ₫	Đăng nhập
5	Gói cơ bản – 5 năm	1.600.000 ₫	Đăng nhập
6	Gói nâng cao – 1 năm	1.100.000 ₫	Đăng nhập
7	Gói nâng cao – 2 năm	2.300.000 ₫	Đăng nhập
8	Gói nâng cao – 3 năm	3.400.000 ₫	Đăng nhập
9	Gói nâng cao – 6 tháng	594.000 ₫	Đăng nhập
10	Gói nâng cao – 5 năm	5.800.000 ₫	Đăng nhập

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Circular 11/2018/TT-NHNN amending Circular 35/2015/TT-NHNN stipulating the statistical reporting regime applicable to credit institutions and foreign bank branches approved by the Governor of the State Bank of Vietnam. promulgated by Vietnam

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Tài chính - Ngân hàng

Circular 11/2018/TT-NHNN amending Circular 35/2015/TT-NHNN stipulating the statistical reporting regime applicable to credit institutions and foreign bank branches approved by the Governor of the State Bank of Vietnam. promulgated by Vietnam

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