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Legal documents in field: Securities

Decision No. 17/QD-HDTV dated March 31, 2022 on promulgation of Regulation for Listing Securities and Trading of Listed Securities

Issued 31/03/2022 Effective date 31/03/2022 In Force
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Decree No. 128/2021/ND-CP dated December 30, 2021 on providing amendments to Government’s Decree No. 156/2020/ND-CP prescribing penalties for administrative violations against regulations on securities and securities market

Issued 30/12/2021 Effective date 01/01/2022 In Force
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Decision No. 21/QD-SGDVN dated December 21, 2021 on Promulgating regulations on information disclosure of Vietnam exchange and its subsidiaries

Issued 21/12/2021 Effective date 21/12/2021 In Force
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Circular No. 102/2021/TT-BTC dated November 17, 2021 on prescribing prices of securities services applied in securities trading organizations and commercial banks participating in Vietnam’s securities market

Issued 17/11/2021 Effective date 01/01/2022 Expired
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Decree No. 59/2021/ND-CP dated June 18, 2021 on prescribing financial management and performance assessment of Vietnam Exchange and Vietnam Securities Depository And Clearing Corporation

Issued 18/06/2021 Effective date 06/08/2021 Expired
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Decree No. 156/2020/ND-CP dated December 31, 2020 on prescribing penalties for administrative violations against regulations on securities and securities market

Issued 31/12/2020 Effective date 01/01/2021 In Force
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Decree No. 158/2020/ND-CP dated December 31, 2020 on derivatives and derivative market

Issued 31/12/2020 Effective date 01/01/2021 In Force
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Decree No. 153/2020/ND-CP dated December 31, 2020 on prescribing private placement and trading of privately placed corporate bonds in domestic market and offering of corporate bonds in international market

Issued 31/12/2020 Effective date 01/01/2021 Expired
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Decision No. 37/2020/QD-TTg dated December 23, 2020 on establishment, organization and operation of Vietnam Exchange

Issued 23/12/2020 Effective date 20/02/2021 In Force
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Decision No. 242/QD-TTg dated February, 28, 2019 approving the scheme for “restructuring securities and insurance markets by 2020 and vision to 2025”

Issued 28/02/2019 Effective date 28/02/2019 In Force
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Decision No. 32/QD-TTg dated January 7, 2019 approving the proposal for establishment of the Stock Exchange of Vietnam

Issued 07/01/2019 Effective date 07/01/2019 In Force
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Decree No. 95/2018/ND-CP dated June 30, 2018 providing for issuance, registration, depositing, listing and trading of government debt instruments on securities market

Issued 30/06/2018 Effective date 01/07/2018 In Force
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Decision No. 85/QD-SGDHCM dated March 19, 2018 promulgating regulations on listing of securities on Ho Chi Minh stock exchange

Issued 19/03/2018 Effective date 19/03/2018 In Force
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Decision No. 1205/QD-UBCK dated December 27, 2017 on amendments to Regulation on guidelines for margin trading

Issued 27/12/2017 Effective date 02/01/2018 In Force
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Decision No. 197/QD-VSD dated September 29, 2017 promulgating regulations on performance of corporate actions for securities holders

Issued 29/09/2017 Effective date 29/09/2017 Expired
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